Complying with an Internal Auditor Approach to Risk Assessment: What to Audit and When?

MessageThis Webinar is over
Date Aug 2, 2018
Time 10:00 AM PT | 01:00 PM ET
Cost 179.00
Online
Overview

This course is valuable for auditors at all levels.

It is designed for auditors who are responsible for auditing, reviewing or otherwise "covering" business risks.

It takes the mystery out of the risk assessment process.

It gives the participants a logical framework to use when faced with the assignment of preparing an annual audit plan or parts thereof.

It allows participants to "solve" the pressing problem of providing comprehensive audit coverage with limited resources.

The risk assessment approach gives auditors a plan that assures management and the audit committee that resources are being allocated so that high risk areas are receiving appropriate audit coverage.
Why should you attend this webinar?
All those who must decide what to audit and what not audit should attend. Those who put together a plan for the board showing what will be covered via audit must carefully assess risk to determine that high risk areas are properly covered.
Areas Covered in the Session:
  1. This webinar will cover the following:
  2. Definitions of business risk, monetary risk, non-monetary risk etc.
  3. Specific business risk such as:
  •               - Capital risk                                   
  •               - Collateral risk                               
  •               - Concentration risk                        
  •               - Country risk                                  
  •               - Credit or counter party risk             
  •               - Foreign exchange risk                
  •               - Funding risk   
  •               - Insider risk    
  •               - Interest rate risk
  •               - Management risk   
  •               - Market risk      
  •               - Operations risk 
  •               - Regulatory risk           
  1. The external audit risk model
  2. The multi-phase audit approach
  3. The risk assessment step by step process
  4. Types of risk audit coverage
  5. The payback for using risk-based auditing
Who can Benefit:
  • General auditors
  • Audit management
  • Internal audit staff
  • Auditor management
  • Board members
  • Audit committee chairperson
  • External auditors
Visit:https://www.compliancekey.us/webinarDetails?industryId=4&webinarid=1203&speakerid=237

Compliance Key INC
https://www.compliancekey.us/banking-financial-services
717-208-8666

 


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