Regulatory Update: Trends in Banking Regulatory Compliance

MessageThis Webinar is over
Date Nov 28, 2017
Time 02:30 PM EDT
Cost $200.00
This session covers the latest regulatory changes and interpretations, as well as changes on the horizon. In addition, we will cover the latest examination and priorities. Compliance "hot spots" change from year to year, so our discussion will also focus on current hot spots to be aware of. The key elements of a compliance management program will also be covered. Participants will be able to ask questions during the session.
Objectives of the Presentation
  • A refresher on recently effective regulations
  • To learn the provisions and requirements of regulations that will soon be effective
  • To gain an understanding of what areas examiners will be focused on
  • To be aware of areas of regulator "guidance" (not necessarily regulations, per se) that have been issued in various compliance areas
  • To learn about areas of UDAAP, lawsuits, etc. that may present risk to your institution
  • Discussion about the key elements of a compliance management program
Why Should you Attend
The financial services industry continues to top the charts in term of regulatory risk. From stress testing to cybersecurity audits, the institutions and companies that operate in this space face a shifting regulatory compliance landscape that requires a clear risk management strategy at every turn. Banking and financial institution professionals need to constantly stay updated on the various strategies, regulatory trends and latest happenings in the industry. Join this webinar to gain invaluable information and guidance to help keep on top of regulatory changes, with the opportunity to ask questions.

Areas Covered
  • New FinCEN requirements for Customer Due Diligence and Beneficial Ownership
  • CFPB Guidance: Deposit Account Discrepancies, Consumer Access and more
  • Deceptive Advertising
  • Supervisory Priorities
  • Examinations: Consumer Compliance Rating System
  • BSA and OFAC update
  • CFPB enforcement Actions: Going after people as well as institutions
  • Cyber Security
  • Military Lending Act and DoD Regulations
  • Enforcement Actions - including Auto Lending Discrimination and Illegal Credit Card Practices, redlining
*Please call 510.857.5841 or email if you need any assistance registring for the webinar.


Create your own event
Turn your passion into a business.
Join our mailing list