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Evaluating Your Compliance Training - Are You Providing Enough?
This Webinar is over| Date | Aug 14, 2014 |
| Time | 12:00 PM EDT |
| Cost | $129.00 |
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Online
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Overview
Financial institutions are required to be compliant with laws and regulations. Such compliance needs to be well documented and consistent to ensure financial institutions avoid violations and implications. However, financial institutions often rely on their training programs to provide knowledge and education to their personnel. This training needs to be sufficient and thorough enough to provide the necessary information for them to properly perform their roles and responsibilities while remaining compliant.
Why should you attend:
Although financial institutions have been managing their training program per the regulation requirements, determining if the training program is sufficient remains a challenge for financial institutions. Regulators look to the Bank for ensurance and evidence that not only are the training programs compliant with laws and regulations, but that they are thorough.
Areas Covered in the Session:
Who Will Benefit:
is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions.
Click here to know more about : Training policies and procedures
Financial institutions are required to be compliant with laws and regulations. Such compliance needs to be well documented and consistent to ensure financial institutions avoid violations and implications. However, financial institutions often rely on their training programs to provide knowledge and education to their personnel. This training needs to be sufficient and thorough enough to provide the necessary information for them to properly perform their roles and responsibilities while remaining compliant.
Why should you attend:
Although financial institutions have been managing their training program per the regulation requirements, determining if the training program is sufficient remains a challenge for financial institutions. Regulators look to the Bank for ensurance and evidence that not only are the training programs compliant with laws and regulations, but that they are thorough.
Areas Covered in the Session:
- Assessing Training policies and procedures
- Common Pitfalls in training
- Determining effectiveness of training programs
- Ensuring qualified oversight of training programs
Who Will Benefit:
- Compliance Officers
- Internal Auditors
- Staff with roles and responsibilities in training
is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions.
Click here to know more about : Training policies and procedures
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